EEA Consolidated Versions of the first package of EU Financial Services legislation now available

The EEA Joint Committee adopted a package of 9 Joint Committee Decisions (JCDs) encompassing 31 legal acts providing for the incorporation of the EU Regulations establishing the Financial European Supervisory Authorities, 30 September 2016. EEA Consolidated Versions are now available.

This package included the three main regulations establishing the ESAs (European Securities and Markets Authority (ESMA), European Banking Authority (EBA) and European Insurance and Occupational Pensions Authority (EIOPA)) and legislation on credit rating agencies (CRA), on the European Market Infrastructure Regulation (EMIR), on Short-Selling and Credit Default Swaps, and on Alternative Investment Fund Managers (AIMFD).

The relevant JCDs entered into force on 1 October 2016, with the exception of Decision No 204/2016 (Short Selling and CDS), which entered into force on 1 February 2017 and Decision No 206/2016 (EMIR), which will enter into force on 1 July 2017.

Consolidated versions of the EU basic acts, and of certain important delegated or implementing acts, that were incorporated as part of this package, as adjusted for the purposes of the EEA Agreement, are now available on this page.

These documents are provided for information purposes only and have no legal value. Authentic versions of the Joint Committee Decisions, and of the EU basic acts, are published in the Official Journal of the European Union and can be found using EEA-Lex.

EEA Consolidated Versions

Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board - EEA Consolidated Version (1.10.2016)

Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC - EEA Consolidated Version (1.10.2016)

Regulation (EU) No 1094/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/79/EC - EEA Consolidated Version (1.10.2016)

Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC - EEA Consolidated Version (1.10.2016)

Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies, as amended by Regulations (EU) No 531/2011 and (EU) No 462/2013 – EEA Consolidated Version (1.10.2016)

Commission Delegated Regulation (EU) No 272/2012 of 7 February 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to credit rating agencies - EEA Consolidated Version (1.10.2016)

Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies - EEA Consolidated Version (1.10.2016)

Commission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions - EEA Consolidated Version (1.10.2016)

Directive 2011/61/EU of the European Parliament and of the Council of 8 July 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 - EEA Consolidated Version (1.10.2016 )

Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision - EEA Consolidated Version (1.10.2016)

Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps - EEA Consolidated Version (1.2.2017)